Monday, 27 July 2015

Fine: A Sum of Money Imposed As a Penalty For An Offense


 
 
It feels almost a daily or weekly occurrence at best that a bank is fined millions for foul play or cheating someone or other.
 
In the past few weeks we have seen Barclays fined £284 million over rigging foreign exchange markets and Lloyds £117 million over failing to pay the right redress to customers it had already mis-sold PPI.
 
I am often asked……who gets this fine money? I guess the short answer is George Osborne.
 
In the past, fines by the regulator were small (a few thousand here or there) and the money was used to offset some of the costs of regulation. But from April 2012 that all changed. Seeing the large number of substantial fines coming through for banks that had cheated the markets by rigging LIBOR interest rates the Government decided that it would follow the US Treasury and keep the money itself (after the costs of enforcement of around £45 million a year had been deducted by the regulator……the Financial Conduct Authority).
 
Initially the Government sweetened the pill of snaffling this money by dedicating the fines to good causes. The first announcement in October 2012 allocated £35 million of the LIBOR fines to ‘support Britain’s armed forces community’. A year later, in his 2013 Autumn Statement, George Osborne announced he would “make a further £100 million of LIBOR fines available to our brilliant military charities and extend support to those who care for the work of our police, fire and ambulance services.”
 
The money has partly been used to pay for rehabilitation of injured soldiers. The fines for cheating on the Forex markets are earmarked for the NHS. And before the General Election the Conservatives promised to use a £227 million fine imposed on Deutsche Bank to fund 50,000 apprenticeships. All things which you may think the Government would be paying for anyway!
 
The amounts that are now being raised are nothing short of eye-watering. In 2014 alone fines totalled £1.4 billion, mainly from the big banks over foreign exchange and LIBOR fixing. And so far this year another £814 million has been clocked up for similar transgressions.
 
With just a bit more effort, I am sure the 2014 total can be beaten!

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